Canadian Investment Regulatory Organization (CIRO) (2024)

FAQs

What does CIRO do in Canada? ›

About Canadian Investment Regulatory Organization

Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.

For the FY25 CIRO is focused on the following three key areas: Integration. Regulatory Delivery and Operations. Strategic Objectives.

CIRO sets rules for the firms and advisors we regulate, from conduct rules regarding the handling of your account to capital requirements to reduce the risk of a firm insolvency to how your firm trades on a marketplace. These rules protect investors like you.

The two predecessor SROs, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA), amalgamated to continue as the New Self-Regulatory Organization of Canada (New SRO), effective January 1, 2023, which subsequently changed its name to CIRO on June 1, ...

Ciro Wine. Cirò is a DOC of the Calabria wine region in deepest southern Italy best known for red wines based on the Gaglioppo grape variety.

The Strategic Plan covers the period of April 1, 2024, to March 31, 2027, and has six strategic objectives that will help CIRO deliver on the promise of the benefits of an amalgamation between two legacy self-regulatory organizations. The six strategic objectives are: Integration. Regulatory Evolution.

The CIRO model of training evaluation, developed by Peter Warr, Michael Bird, and Neil Rackham, stands for Context, Input, Reaction, and Outcome. This comprehensive framework offers a holistic approach to assessing the effectiveness of training programs.

On Resource Efficiency, Ambition 2025 includes a target for reducing CO2 emissions as well as quantitative and qualitative deliverables around water use, reduction of food waste, use of more sustainable packaging and the reduction of emissions from transport.

OCDE will prioritize support for the whole child that assures personal flourishing and the development of good citizens who can make strong contributions to their communities.

Welcome to the Canadian Investment Regulatory Organization

We are the pan-Canadian self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada's debt and equity marketplaces.

How can I get my money back a guide for investors CIRO? ›

While CIRO cannot require an advisor or firm to compensate you, if you've lost money and you think it's because your investment advisor or firm acted improperly, there are options, from using an ombudsman to arbitration to court.

The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada's debt and equity marketplaces.

The Ontario Securities Commission (OSC), in coordination with the Canadian Securities Administrators (CSA), oversees and recognizes CIRO as the self-regulatory organization that regulates, among other things, individuals working as mutual fund or investment dealers that provide investment advice to Ontario consumers.

The equivalent to the U.S. Securities and Exchange Commission (SEC) in Canada is the Investment Industry Regulatory Organization of Canada (IIROC).

The New SRO subsequently changed its name to the Canadian Investment Regulatory Organization (CIRO) on June 1, 2023.

Preserve engineering history and archives. Run a career site (job board) specialising on engineering-related jobs. Organise series of national conferences on topics of interest to Canadians and a broad spectrum of the engineering community: e.g. Climate Change Technologies, Sustainable Development of the North.

We uncover the truth about human rights abuses, and mobilize individuals to take action so that human rights abuses are stopped, individuals and communities are protected, and perpetrators of human rights violations are brought to justice.

In most provinces, crown corporations are responsible for generating and transmitting electricity (e.g. Hydro-Québec); for gaming and lotteries (e.g. Manitoba Lotteries Corporation); and for selling liquor (e.g., the Liquor Control Board of Ontario). Some provinces also own telecommunication firms (e.g., SaskTel).